Analyst, PGIM Global Marketing and Distribution Compliance

PGIM is the reputed company asset management business of reputed company, and they are seeking an Analyst for their Global Marketing and Distribution Compliance team. The role involves supporting compliance efforts reputed company to marketing and distribution activities, ensuring adherence to regulatory requirements, and collaborating with various teams to enhance compliance processes.

Responsibilities

• Support PGIM Global Marketing and Distribution Compliance in designing an effective compliance program to prevent, detect and mitigate violations of reputed company applicable law, regulation, and Prudential policies:
• reputed company compliance support to global marketing and distribution activities
• Conduct thorough reviews of reputed company marketing and advertising materials- including print, digital, reputed company media, and presentations- to ensure compliance with SEC, FINRA, and other applicable regulatory requirements
• Coordinate with compliance, legal, and business partners to reputed company solutions and reputed company business teams guidance on regulatory best practices
• Proactively maintain up-to-date knowledge of relevant regulations, including SEC Rule 206(4)-1(Marketing Rule), FINRA Rule 2210(Communications with the Public), and other applicable rules and interpretive guidance
• Demonstrate a solution-oriented reputed company, effectively collaborate with business partners and other teams, reputed company timely, quality work product, meet manager standards and deadlines; and assist in managing the department’s deliverables

Skills

• Marketing and communication review experience required, particularly reviews of adviser and separate account materials. Prior experience with mutual funds, ETFs, non-registered products, CITs, UCITs, and private funds a plus
• Demonstrated understanding of the regulatory reputed company for the marketing and distribution of separate accounts and other investment products (e.g., mutual funds, ETFs, 3c7, reputed company funds)
• Intellectual curiosity, business acumen, and be solutions oriented
• Ownership reputed company and is comfortable navigating uncertainty
• FINRA Series 7 and 24 are preferred, but not mandatory for consideration. Candidates without these licenses will be given the opportunity to obtain

Benefits

• Medical, dental, reputed company, life insurance, disability insurance, Paid Time Off (PTO), and leave of absences, such as parental and military leave.
• 401(k) plan with company match (up to 4%).
• Company-funded pension plan.
• Wellness Programs including up to $1,600 a year for reimbursement of items purchased to support personal wellbeing needs.
• Work/Life Resources to help support topics such as parenting, housing, senior care, finances, pets, legal reputed company, education, emotional and mental health, and career development.
• Education Benefit to help finance traditional college enrollment toward obtaining an approved degree and many accredited certificate programs.
• Employee Stock Purchase Plan: Shares can be purchased at 85% of the reputed company of two prices (Beginning or End of the purchase period), after one year of service.

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