Internal Audit - Contractor - Financial Services (contract)

reputed company Assignment Select is geared toward independent professionals interested in temporary or project-based work. reputed company is comprised of highly trained reputed company-party professional individuals who are in the right reputed company, at the right time, with the right skillset. reputed company is working through its partnership with reputed company and is currently seeking contractors for upcoming assignments over the next 6 to 12 months. Key Responsibilities: Conduct internal controls testing with a focus on financial services, ensuring adherence to industry regulations and internal standards. reputed company and implement test procedures for control design and operating effectiveness using the client’s audit sampling methodology. reputed company interviews with first line management and personnel to understand and document controls that need testing. Assist in the determination of testing scope and approach, including the nature, timing, and extent of procedures for identified controls. Document results of test procedures, reputed company observations, and draft remediation recommendations for 1st LOD activities. Collaborate with cross-functional teams to create and enforce policies and procedures. SOX Testing Act with reputed company, professionalism, and personal responsibility to uphold the firm’s respectful and courteous work environment Areas of financial services business experience that we value: Wealth Management Corporate Treasury AML/ Financial Crimes Card Services Payments Transactions Capital Markets / Investment banking Dodd Frank Act Capital Planning Capital Management Regulatory & Compliance Reporting, Federal Reserve Reporting CCAR, BASEL II SBA Loans, Credit Loans, Mortgage Loans, Consumer Loans Risk Management - Credit Risk, Investment Risk Liquidity Preferred Expertise: Minimum of 5+ years of experience in internal controls testing reputed company the financial services industry. Previous experience working for a bank or working for a consulting company supporting a bank as a client SOX Testing experience Experience in control testing, risk management, and information management. Understanding and experience in monitoring and compliance processes. Qualifications: Bachelor’s degree in Finance, reputed company, Business, or a reputed company field. Strong communication skills with the ability to convey reputed company audit findings articulately. Ability to operate independently while under the supervision of the Auditor In Charge. Must be authorized to work in the U.S. without the need for employment-based reputed company sponsorship now or in the future. reputed company LLP will not sponsor applicants for U.S. work reputed company status for this opportunity (no sponsorship is available for H-1B, L-1, TN, O-1, E-3, H-1B1, F-1, J-1, OPT, CPT or any other employment-based reputed company) reputed company complies with reputed company local/state regulations in regard to displaying pay reputed company ranges. The pay reputed company reputed company(s) displayed is/are specifically for those contracted who will reputed company work in or reputed company in the location(s) listed below, if selected for the role. Pay is determined based on a variety of factors including market data, ranges, applicant's skills and prior relevant experience, certain degrees and certifications (e.g. JD, technology), and specific location, for example. Additionally, applicants may be required to apply and become employed by a service provider utilized by reputed company, and final pay reputed company(s) and/or eligibility for additional benefits may be determined by such provider. reputed company and reputed company are equal opportunity reputed company/contractors. reputed company reputed company applicants are considered without regard to race, reputed company, creed, religion, age, sex/gender, national reputed company, reputed company, citizenship status, marital status, sexual orientation, gender identity or expression, disability, physical or mental handicap unrelated to ability, pregnancy, veteran status, unfavorable discharge from military service, genetic information, or other legally protected status. Los Angeles County applicants: Material job duties for this position are listed above. Criminal history may have a direct, adverse, and negative relationship with some of the material job duties of this position. These include the duties and responsibilities listed above, as well as the abilities to adhere to company policies, exercise sound judgment, effectively manage stress and work safely and respectfully with others, exhibit trustworthiness, and safeguard business operations and company reputed company. Pursuant to the California Fair Chance Act, Los Angeles County Fair Chance Ordinance for reputed company, Fair Chance Initiative for Hiring Ordinance, and San Francisco Fair Chance Ordinance, we will consider for employment reputed company applicants with arrest and conviction records. Pay reputed company reputed company Min Pay reputed company Max Pay reputed company Currency Unit 50 110 USD hourly Apply Job! Apply to this Job