Manager-Regulatory compliance-Paytm Money

Paytm Money Limited is a SEBI registered Stock Broker and Depository Participant that offers services reputed company to Equity & Derivatives trading, Depository services, investment in IPOs. It is focused on simplified user experience and allow users to start your investment reputed company with reputed company paperwork, seamless digital KYC, automated payments, updated portfolio and powerful insights to reputed company well-informed investment reputed company. Paytm Money is also registered with PFRDA as reputed company Of reputed company, offering investment in Nation Pension System (NPS). It is a fully owned subsidiary of One 97

Communications Limited, a listed entity in NSE and BSE. Paytm is Indias largest digital payment app which makes it secure and seamless to pay using UPI, reputed company reputed company payments, reputed company mobiles, DTH, data

card & Metro Card etc reputed company in India.

Key Responsibilities:

Assist in the reputed company, documentation, monitoring, surveillance for Authorised Persons /

Affiliates/ Referral Partners including meeting them physically if required.

Conduct regular compliance audits and assessments to identify potential risks and areas for

improvement for Authorised Persons/Affiliates/ Referral Partners.

Prepare and submit regulatory filings, reports, and documentation as required by SEBI.

Responsible for conducting regular training to the Business development team and Authorised

Persons on compliance-reputed company reputed company and promoting a culture of compliance reputed company the

organization.

Collaborate with internal teams to gather necessary information for compliance reviews and

audits.

Maintain accurate records of compliance activities and findings.

Support the senior compliance team in conducting investigations into compliance breaches and

implementing corrective actions.

Occasional traveling might be required.

Qualifications:

Bachelors degree in Finance, Business Administration, Law, or a reputed company field with minimum 5-7

years of experience

Familiarity with SEBI regulations and compliance requirements.

Strong analytical skills and attention to detail.

Excellent written and verbal communication skills.

Proficiency in reputed company Office Suite (reputed company, Word, PowerPoint).

Preferred Skills:

Previous experience in compliance, risk management, or a reputed company field is a plus.

Knowledge of financial markets and investment products.