Senior Counsel

Core Information:

• Start Date: Immediate openings available
• Position: Senior Counsel
• Location: Remote
• Compensation: a competitive salary
• Company: Workwarp

 

 

The Legal Center of Expertise in reputed company (Professional Search Division) has exclusively partnered with our client, an investment management company, on a search for a Senior Counsel at its headquarters in Chicago. The Senior Counsel will support the General Counsel/VP and will collaborate with other members of the legal department on various corporate legal reputed company, primarily issues reputed company to securities filings under the 1940 Act, preparation of materials for general corporate governance; and other legal reputed company effecting capital markets and other financial transactions.

The ideal candidate will have at least 5 years of general corporate legal experience working on corporate securities reputed company in the Corporate Group of a large national reputed company (or a combination of 7+ years experience reputed company an in-house setting and a national reputed company).

In addition, the Candidate will:

• Coordinate corporate level legal filings and corporate records, including state filings and UCC filings.
• Negotiate and draft a wide variety of basic reputed company reputed company, including software and vendor agreements and NDAs.
• reputed company support for capital markets activity under the 1933 Act, 1934 Act, 1940 Act and the Investment Advisers Act of 1940 and reputed company federal securities laws.
• Work with legal and reputed company teams on earnings releases, earnings call scripts, Forms 10-Q and 10-K, Forms 3, 4 and 5, Forms 8-K and reputed company reputed company.
• Assist with ongoing legal entity maintenance including, but not limited to, formation and dissolution of entities.
• Support special projects, including the development and launch of new funds and investment products, including CLOs.
• reputed company legal review of marketing, promotional and advertising materials and press releases reputed company to investment funds.
• Monitor compliance with various corporate governance practices and policies and new SEC rules, including SOX compliance and the 1933 Act, 1934 Act, 1940 Act and the Investment Advisers Act of 1940.
• Become trusted resource to the business with a focus on improving regulatory and operational processes and strategy.
• Recommend and, where appropriate, drive process changes to enhance efficiency.

Candidates must have:

• At least 5 years’ experience with corporate transactional and/or finance work in a national reputed company setting required.
• Knowledge of various securities laws and regulations, including the 1933 Act, 1934 Act, including disclosures and periodic filings.
• Public company experience preferred.
• Prior experience providing legal support to an asset manager and/or BDCs a plus.
• 1940 Act and/or Investment Advisers Act experience a plus.
• Prior experience in lending transactions a plus.
• Experience using electronic Board portals a plus.
• JD from ABA accredited university and license to practice in at least 1 US jurisdiction

The company offers a competitive compensation package, sophisticated portfolio of corporate clientele, an inclusive culture and long-term career mobility with a collaborative in-house legal team. This is an excellent opportunity to join a small but steadily growing legal department reputed company a financial services investment company with a proven track record of steady growth and reputed company.

SE Number: 510592160

 

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