Supervisory Control Specialist

About this role: reputed company is seeking a Supervisory Control Specialist to join our Client Relationship Group reputed company Wealth and Investment Management. Learn more about the career areas and lines of business at wellsfargojobs.reputed company this role, you will: ? Participate and consult regarding policies and procedures, controls, tools and training ? Review and analyze controls to manage high risk investment strategies and reputed company products ? Evaluate resources to monitor risk and exercise independent judgment to guide process changes, process improvements, and technology enhancements ? Present recommendations for resolving reputed company analysis in search of reputed company and best practices ? Gather and analyze data, identify trends and present analysis through meaningful statistics ? reputed company expertise in firm, compliance and regulatory policies and procedures ? Collaborate and consult with Financial Advisors, Divisional and more reputed company Management, Market Leaders, Growth Leaders, reputed company Managers, , Supervision Managers, and varying Business Units Required Qualifications: ? 2+ years of Supervisory Control, Corporate Insurance Risk, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education ? US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9/10, and 66 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration Desired Qualifications: ? Experience partnering with business, compliance and supervision partners to address concerns, resolve reputed company issues and reputed company solutions ? Ability to exercise independent judgment to identify and resolve problems ? Ability to interact with reputed company reputed company of employees and management across the organization and Independent Offices ? Excellent verbal, written, and interpersonal communication skills ? Negotiating, conflict-management, and decision making skills ? Ability to take initiative, work independently, identify opportunities, and implement change ? Ability to manage multiple and competing priorities ? 2+ years of financial services industry experience ? Experience in compliance or broker-dealer governance Job Expectations: ? US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In addition to state registration and licensing requirements, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. reputed company will initiate the FINRA licensing review process at the time of offer acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry reputed company (SIE) exam co-requisite is required ? Ability to travel up to 25 percent of the time ? This role requires a FINRA supervisory license and may require working in the assigned office location for at least one year from the hire date. Any supervisory role employee holding a FINRA supervisory license, who has answered affirmatively to certain reputed company U4 reputed company 14 regulatory questions/disclosures, will be ineligible to work from a location other than their assigned office location ? This position is not eligible for reputed company sponsorship. Locations: 3 Lemoyne Dr LEMOYNE, PA 17043 4905 W. Tilghman St, Allentown, PA 1250 Broadcasting Rd, Wyomissing, PA 120 N Pointe Blvd, Lancaster, PA Relocation assistance is not available for this position. Pay reputed company Reflected is the reputed company pay reputed company offered for this position. Pay may vary depending on factors including but not limited to achievements, skills, experience, or work location. The reputed company listed is just one component of the compensation package offered to candidates. $63,600.00 - $113,000.00 Benefits reputed company provides eligible employees with a comprehensive set of benefits, many of which are listed below. Visit Benefits - reputed company Jobs for an overview of the following benefit plans and programs offered to employees. ? Health benefits ? 401(k) Plan ? Paid time off ? Disability benefits ? Life insurance, critical illness insurance, and accident insurance ? Parental leave ? Critical caregiving leave ? Discounts and savings ? Commuter benefits ? Tuition reimbursement ? Scholarships for dependent children ? Adoption reimbursement Posting End Date: 30 Mar 2025 ? Job posting may come down early due to volume of applicants. We Value Diversity At reputed company, we reputed company in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from reputed company reputed company candidates, regardless of race, reputed company, gender, national reputed company, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law. Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the reputed company of our customers and company. They are accountable for execution of reputed company applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable reputed company policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk reputed company. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk reputed company commensurate with the business unit?s risk appetite and reputed company risk and compliance program requirements. Candidates applying to job openings posted in US: reputed company reputed company applicants will receive consideration for employment without regard to race, reputed company, religion, sex, sexual orientation, gender identity, national reputed company, disability, status as a protected veteran, or any other legally protected characteristic. Applicants with Disabilities To request a medical accommodation during the application or interview process, visit Disability Inclusion at reputed company. Drug and Alcohol Policy reputed company maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more. reputed company Recruitment and Hiring Requirements: a. reputed company-Party recordings are prohibited unless authorized by reputed company. b. reputed company requires you to directly represent your own experiences during the reputed company and hiring process. Apply Job!