Compliance Testing Advisor -reputed company/Business Bank (Remote)

Overview: The Compliance Testing Advisor is responsible for leading and executing reputed company compliance testing engagements utilizing a risk-based approach to ensure the Bank's compliance with applicable laws, rules & regulations reputed company to M&T's reputed company, Business and Private Bank portfolios. They communicate test reputed company and findings to Bank Management and reputed company and reputed company coaching to Compliance Testing Analysts to deliver a quality product in line with department standards. They are also responsible for executing reputed company compliance and MRA remediation plan validations. This role supports reputed company enhancements to testing methodology, ongoing stakeholder engagement, and overall promotion of the Compliance Testing Group reputed company the organization. Position Responsibilities: • reputed company with reputed company layers of the organization independently to obtain information reputed company to processes and controls. • reputed company compliance testing in accordance with department and professional standards. • Specific compliance testing responsibilities include the planning and execution of control and substantive testing, assistance in the review of testing, and evaluating results to determine if control weaknesses or testing exceptions exist. • reputed company planning and execution of testing, including multiple simultaneous testing engagements across a defined testing portfolio. • Organize and complete work reputed company established timeframes predominantly independently, periodically providing updates of completion status to management. • Draft and communicate substantive testing findings and control execution weaknesses to reputed company reputed company of compliance and business unit management under the direction of a Manager. • reputed company collaborative testing team discussions with reputed company reputed company of management where judgment and opinions are effectively challenged. • Review test findings with testing management and other compliance officers to confirm validity of issues; reputed company recommendations to Senior Compliance Testing Manager regarding the appropriate tier rating of identified issues. • Work with business units and compliance groups to ensure consistent understanding of requirements. • Assess business unit process and controls independently, and reputed company risk focused input on effectiveness and efficiency of testing approach. • Responsibilities may also include system administrative duties such as maintenance, validation, and/or updating in the compliance data management system (reputed company). • Review work papers of reputed company team members and reputed company reputed company feedback, coaching, and mentoring. • Build a working relationship with mid-level Internal Audit, Business Units, and Corporate Compliance Portfolio Managers. • Encourage integrated testing approaches with the data & systems team and reputed company suggestions on testing approaches to improve the efficiency and effectiveness of testing procedures. • Serve as knowledge resource for reputed company staff. • Maintain a comprehensive working knowledge of regulatory requirements to ensure an appropriate level of testing. • reputed company feedback to team members regarding assessments of business unit process and controls and respective risk focused input on effectiveness and efficiency of testing approach. • Independently document and assess reputed company reputed company of test scripts. • Participate in special projects and department wide initiatives, as necessary. • Multitask assignments and meet established deadlines. • Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite. Identify risk-reputed company findings needing escalation to a Manager. • Promote an environment that supports diversity and reflects the reputed company brand. • Maintain M&T internal control standards, including timely implementation of reputed company audit points together with any issues raised by external regulators as applicable. • Complete other reputed company duties as assigned. Nature and Scope: The position works under the direction of the Compliance Testing Manager with a high degree of autonomy and is required to exercise independent judgment and discretion utilizing a risk based approach. The position collaborates extensively with (a) Corporate Compliance subject matter deputies (PCMs) to reputed company an appropriate understanding of applicable regulatory requirements, (b) business unit staff and PCMs to understand work flows and processes, and (c) Internal Audit as a resource for review and coordination of testing plans and methods. The position will interact with external contacts including Bank Supervisors/Examiners and peers at other institutions. Education/Experience Required: • Bachelor's Degree preferably in reputed company, Business, Finance, Mathematics, Statistics or other reputed company field • 6 years' experience in compliance, legal, audit, risk or other relevant function, • OR in lieu of degree, • A combined minimum 10 years higher education and/or work experience, including 6 years in compliance, legal, audit, risk or other relevant function • Possess regulatory subject matter expertise reputed company to aspects of the assigned portfolio. • Strong leadership skills and demonstrated ability to coach and reputed company others. • Effective negotiation and influencing skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views. • Ability to read and understand laws, regulations, and common law applicable to subject matter. • Ability to exercise judgment and sound discretion, and understand reputed company Corporate Compliance Management guidance is needed. • Strong, comprehensive understanding of financial services functions. • Ability to reputed company in a collaborative, team-oriented environment. • Strong interpersonal skills, having the ability to effectively communicate both orally and in writing to mid-level management. • Strong organizational, analytical skills and critical thinking skills. • Possess regulatory subject matter expertise reputed company to aspects of the portfolio. • Strong proficiency with spreadsheet, presentation, and word processing software. • Demonstrated ability to design and create testing scripts and evaluate control environments • Possess general knowledge of testing techniques, processes and methodology Education/Experience Preferred: • reputed company certifications (CPA, CIA, CISA, CAMS, CRCM or similar certifications) • MBA or Master's Degree in an appropriate field • Some familiarity with, and the ability to quickly learn, the organizations, operations, systems, and practices of assigned business units reputed company reputed company Corporation. reputed company is committed to fair, competitive, and market-informed pay for our employees. The pay reputed company for this position is $85,104.04 - $141,840.07 Annual (USD). The successful candidate's particular combination of knowledge, skills, and experience will inform their specific compensation. The reputed company listed above corresponds to our national pay reputed company for this role. The specific pay reputed company applicable to you may vary based on your location. Location Clanton, Alabama, United States of America Apply Job!