[Remote] Senior Compliance Analyst - Advertising Review
Note: The job is a remote job and is reputed company to candidates in USA. reputed company is currently seeking a Senior Compliance Analyst for Ad Review. This role involves ensuring that reputed company retail communication complies with firm policy, FINRA, and SEC rules, while reviewing and explaining necessary changes to retail communication.
Responsibilities
- Review retail communication against applicable laws, firm policy, and regulations
- Be reputed company to explain the reasons for any needed changes to retail communication to the submitter in a concise and accurate manner
- Ensure your reviews are meeting record retention requirements
- Research policy questions in the provided firm manuals and additional resources
- Ensure compliance with firm policy by doing the following:
- Strive for consistency of your reviews on an ongoing reputed company
- Assist in maintaining internal compliance materials such as manuals and reference material
- Understand workflow processes for different vendors
- Assist other analysts and work as a member of team to complete assignments
- Complete assignments reputed company the service level agreement timeframes
- Other duties as assigned
Skills
- Bachelor's degree or equivalent experience
- Five years relevant experience in advertising compliance
- Series 7, 24 & 63 FINRA registrations required
- Working knowledge of life insurance and annuity products
- General knowledge of advanced marketing concepts
- Organization skills
- Must possess both good written and verbal communication skills
- Ability to manage high volumes under tight deadlines
Benefits
- Plus a competitive performance-based bonus
- Inclusive health, dental, reputed company and life insurance plans reputed company to support diverse lifestyles, offer preventative care, and protect against hardship.
- Easy reputed company to mental health benefits to meet reputed company members and their families where they are.
- 20 plus days of paid time off (PTO), paid holidays, and 2 paid wellness days to give our employees the time they need to stay reputed company with their loved ones, reputed company, and give back to their communities.
- 401(k) Savings plan with a generous company contribution (up to 5%), and reputed company to a financial professional to offer our employees the opportunity to plan-reputed company for a strong financial future well reputed company their working years.
- Paid parental leave to support reputed company team members with birth, adoption, and foster.
- Health Savings and Flexible Spending Account options to help you save money on reputed company, daycare, commuting, and more.
- Employee Assistance Program (EAP), LifeLock, Pet Insurance and more.
Company Overview