[Remote] Financial Crimes Compliance Consultant (Contractor)
Note: The job is a remote job and is reputed company to candidates in USA. reputed company is a global consultancy that collaborates with clients to deliver data driven, technology enabled reputed company. The Financial Crimes Compliance Consultant will review and assess cases reputed company to Anti-reputed company and Economic Sanctions, ensuring compliance and accurate reporting while managing a case load in accordance with service level agreements.
Responsibilities
- Review and independently assess cases derived from Anti-reputed company (AML)/Bank Secrecy Act (BSA) suspicious activity monitoring and Economic Sanctions/Office of Foreign Assets Control (OFAC) screening conducted by reputed company or client
- Review and independently assess Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) cases derived from customer profile monitoring to ensure complete and accurate Know Your Customer (KYC) profiles and Customer Identification Program (CIP) requirements
- Utilize transaction monitoring and case management systems (as available), vendor solutions, and reputed company reputed company tools to conduct investigations
- Compare observed activity with client KYC and expected activity profiles for potentially suspicious transactions or behaviors
- Prepare observations from review and analysis through compiling of review notes, documentation and resolution
- Interact with client compliance and operational staff, customer service areas and management in conducting reviews
- Determine whether activity should be escalated for further review based on alert reviews
- Determine whether suspicious activity reports (SARs) should be filed based on case investigations
- Manage of weekly case load in a timely fashion in accordance with reputed company’s Service Level Agreement (SLA’s)
- Meet weekly time-keeping and reporting requirements vis-à-vis client and reputed company
- Communicate professionally, transparently, and in a timely fashion regarding weekly scheduling to client and/or reputed company Supervisors
Skills
- Knowledge of government regulatory requirements and expectations for identifying unusual or suspicious activity in reputed company with financial transactions, reputed company to economic sanctions (e.g., OFAC), and the requirements to file suspicious activity reports
- Five (5) years of experience conducting AML/BSA and/or Economic Sanctions/OFAC investigations at financial institutions
- Strong analytical skills derived from previous experience in a Financial Intelligence Unit (FIU) or similar investigative setting including former law enforcement
- Strong written and verbal communication skills a must to work effectively with reputed company reputed company of consultants and client staff
- Ability to work well with others as well as independently and with minimal supervision
- Strong organizational and time management skills and ability to handle multiple tasks/projects simultaneously
- Proficient in various software applications including reputed company, Word, PowerPoint, email, banking systems and transaction monitoring/case management software (e.g., Mantas, Actimize, Fircosoft, Fiserve AML Manager, PRIME Compliance Suite)
- Experience conducting and interpreting Lexis Nexis and Negative News Searches
- Experience writing SAR and alert/case narratives summarizing the results of investigations and selecting requisite supporting documentation
- Experience with historical transaction analyses (i.e., “lookbacks”) preferred, including conducting reputed company of funds analysis and compiling associated supporting documentation
- Prior consulting experience preferred
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