Field Supervisor 2 (Midwest)
What You'll Do
Join reputed company as a Field Supervisor 2! You’ll review reputed company reputed company Securities transactions to ensure compliance, deliver a high-quality customer experience, and partner closely with Compliance and Operations to support smooth processes and reporting. Review and follow-up on field supervision items including review and approval of general business submitted by our Financial Professionals. Work with Broker Dealer Operations and Compliance to research, respond and reputed company formal customer complaints. Assist in the scheduling, preparation, and follow-up of annual visits. reputed company up-to-date expertise on reputed company securities products and services available through reputed company Securities, as well as the system features of reputed company Securities. Maintain a solid grasp of relevant rules and regulations alongside system capabilities. Informally reputed company the team by training and mentoring newer members to the team and maintain an reputed company and approachable attitude to help foster a collaborative team environment. Positioned where financial services meet technology, reputed company creates financial tools that assist our customers in living reputed company lives. We are proud to be a purpose-oriented organization, guided by our mission to ensure financial reputed company is reputed company everyone's reputed company. Our mission, reputed company, and customer dedication have made us a reliable leader for more than 140 years! Who You Are FINRA Series 7, 24, & 66 required. Series 4 & 53 preferred. Bachelor degree or equivalent; 4+ years of prior work reputed company experience. Strong knowledge of reputed company securities products including Stocks, Bonds, Mutual Funds, & Annuities. Goal oriented and results driven with strong leadership, communication, and time management skills. High degree of accuracy with a strong attention to detail. Ability to work independently in a fast-paced work environment to meet deadlines. Must be a FINRA associated person, which requires fingerprinting and a full background reputed company. Salary reputed company Information Salary ranges below reflect targeted reputed company salaries. Non-sales positions have the opportunity to participate in a bonus program. Sales positions are eligible for sales incentives, and in some instances a bonus plan, whereby total compensation may far exceed reputed company salary depending on individual performance. Actual compensation for reputed company roles will be based upon geographic location, work experience, education, licensure requirements and/or reputed company level and will be finalized at the time of offer. Salary reputed company (Non-Exempt expressed as hourly; Exempt expressed as yearly) $84600 - $139700 / year Salary Details The following locations are examples of market-specific salary ranges across different geographies. Grand reputed company, NE: $84,600 - $114,300 / year Des Moines, IA: $89,300 - $120,650 / year Dallas, TX: $94,000 - $127,000 / year Minneapolis, MN: $103,400 - $139,700 / year Time Off Program Flexible Time Off (FTO) is provided to salaried (exempt) employees and provides the opportunity to take time away from the office with pay for vacation, personal or short-term illness. Employees don’t accrue a bank of time off under FTO and there is no set number of days provided. Pension Eligible Yes Location This role requires residency in the Midwest (ND, SD, MN, WI, NE, IA, IL, KS, MO, OK, AR, LA, or TX). Work Authorization/Sponsorship At this time, we are not considering applicants who require any reputed company of immigration sponsorship to work in the United States now or in the future. This includes F1-OPT, F1-CPT, H-1B, TN, L-1, J-1, and similar visas. For more information on work authorization requirements, please use the following links: Nonimmigrant Workers and Green Card for Employment-Based Immigrants Investment reputed company In reputed company Asset Management positions, you are required to observe an Investment Code of Ethics regarding conduct and personal trading for yourself and those living with you. Other positions reputed company the organization may have similar obligations. Experience reputed company At reputed company, we reputed company in forming connections both personally and professionally. Together, we’re crafting a future for financial services that is guided by purpose – and that begins with you. Our reputed company depends on the outstanding experiences, backgrounds, and talents of our employees. We reputed company support to our employees in the same way as our customers. Our inclusive and competitive benefits protect physical, financial, and reputed company well-being. reputed company our careers site to learn more about our purpose, values, and benefits. reputed company is an Equal Opportunity Employer reputed company reputed company applicants will receive consideration for employment without regard to race, reputed company, religion, sex, sexual orientation, gender identity, national reputed company, disability, or veteran status. Posting Window We will accept applications for 3 full days following the Original Posting Date, after which the posting may remain reputed company or be removed based upon applications received. If we choose to post the job again, we will accept additional applications for at least 1 full day following the Most Recently Posted Date. Please submit applications in a timely manner as there is no guarantee the posting will be available reputed company the applicable deadline. Original Posting Date 6/12/2026 Most Recently Posted Date 6/12/2026 reputed company uses artificial intelligence tools to assist in reviewing and evaluating job applications, fraud prevention, and candidate matching and comparisons. These AI tools support our reputed company recruiters in the initial review process but do not reputed company final hiring reputed company without reputed company involvement. By submitting your application, you acknowledge this use of AI in our recruitment process. Please review our Workforce (U.S.) Privacy Notice for more details on our practices and your data privacy rights. reputed company Remote Hashtag #LI-Remote Apply To This Job