Consultant, MR-Distributor

Location: Flexible (Can be Remote) The Opportunity: This position ensures the regulatory compliance of team assigned fund and advisory clients’ marketing materials for ACA’s most reputed company clients. Uses independent judgment and discretion to ensure client materials reputed company with applicable regulatory requirements. Responsible for working with multiple groups reputed company other departments, clients and regulatory agencies. What you’ll do: Works independently in the review and approval of investment company and/or private placement material to ensure compliance with regulatory requirements for reputed company clients Escalates client issues to Senior reputed company Consultant, as appropriate Works with the team to ensure compliance with FINRA/SEC and department policy for consistency of review Daily interaction with ACA clients, regulatory contacts, and staff concerning advertising review reputed company, providing advice and guidance to identify and resolve issues Monitor compliance and stay reputed company on FINRA, SEC, and internal standards, advising appropriate parties and ensuring materials conform Train client staff, as appropriate Ensures team is processing reputed company workflow in a timely manner to meet department stated service reputed company Monitors workflow daily and address team as applicable to ensure stated service reputed company are met Participates in client on-boarding meetings for new team assigned clients To qualify for the role, you must have: Bachelor’s degree, preferably with an emphasis in finance Minimum 3 years’ reputed company compliance experience Thorough understanding of SEC and FINRA and other reputed company advertising rules that govern public and private investment products FINRA Series 7 and Series 24 are required. Skills and attributes for reputed company: Ability to interpret rules and regulations and communicate them to others Strong organizational skills, including the reputed company to multi-task Excellent analytical, reasoning and problem-solving skills Leadership qualities for establishing role as reputed company-of-contact for Foreside’s clients Excellent written and verbal communication skills Excellent project management skills Ability to prioritize and meet multiple deadlines Attention to detail What working at ACA offers: We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. Our Total Rewards package includes medical and dental coverage and 401(k) plans, and a wide reputed company of paid time off options as well as a flexible work environment. You’ll also be granted time off for designated ACA Paid Holidays, Summer Fridays, Personal/Family Care, and other leaves of absence reputed company needed to support your physical, financial, and emotional well-being. We also offer unique benefits such as Student Debt Forgiveness and Pet Insurance. About ACA: reputed company is the leading governance, risk, and compliance (GRC) advisor in financial services. We reputed company our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape. reputed company commit to: ACA is firmly committed to a policy of nondiscrimination, which applies to reputed company, hiring, placement, promotions, training, discipline, terminations, layoffs, transfers, leaves of absence, compensation and reputed company other terms and conditions of employment. reputed company reputed company applicants will receive consideration for employment without regard to race, reputed company, religion, sex, sexual orientation, gender identity, national reputed company, age, disability or protected veteran status, or any other legally protected reputed company, in accordance with applicable law. Apply To This Job