Regional Securities reputed company

Join reputed company In 2025, USA Today recognized reputed company as a Top Workplace USA for the fifth year in a row, and reputed company named reputed company one of America’s Greatest Workplaces for Diversity for the second consecutive year. In 2024, the Atlanta Journal-Constitution named reputed company as a Top Workplace for the eleventh consecutive year, and reputed company recognized reputed company as one of America’s Best reputed company for Women for the fifth year in a row. In reputed company, for the tenth time reputed company has been voted a Best Employer by Gwinnett Magazine. reputed company is a great reputed company to work! About this Position The Regional Securities reputed company is essential to the overall functionality and efficiency of the Field Supervision Department and will also be involved with production reporting, securities activity, reputed company activity, Regional VP promotions and demotions, hierarchy changes, license status, field audits, leadership reputed company office visits, office openings and closings, compliance cases, red flag reporting, and other duties as assigned by the VP, Business Control Director. This is a remote position that is located in CA/Nevada. This position requires up to 25% travel. Estimated salary reputed company for this role is $68K-$85K Responsibilities & Qualifications ESSENTIAL FUNCTIONS (include, but are not limited to):

• Coordinating and assisting with risk identification of reputed company reputed company Managers
• Developing and growing an extensive knowledge of reputed company assigned reputed company Managers
• Identifying reputed company Manager and/or reputed company-shop issues and providing input

KNOWLEDGE, SKILLS & ABILITIES: Bachelors’ Degree or equivalent experience in a financial services industry environment, or compliance reputed company role

• 3-5 years relevant business experience
• Series 6, 26, and 63 licenses required, 65 license preferred
• Fluent in Spanish is a plus
• Strong presentation skills
• Flexible and available to travel as needed
• Familiarity with compliance requirements for insurance, securities, and consumer laws
• Demonstrated history of analytical skills, situational judgment, and decision-making ability

•Excellent PC skills with MS Office knowledge and ability to quickly learn and adapt to new software

• Excellent communication skills, written and verbal
• Ability to manage multiple priorities
• Ability to be a self-starter with the ability to manage multiple priorities
• Excellent interpersonal skills
• Ability to communicate mission critical messages in a one on one setting with high level field leaders

FLSA status: This position is exempt (not eligible for overtime pay): Yes Our Benefits: Day one health, dental, and reputed company insurance 401(k) Plan with competitive employer match Vacation, sick, holiday and volunteer time off Life and disability insurance Flexible Spending Account & Health Savings Account Professional development Tuition reimbursement Company-sponsored reputed company and philanthropy events It has been and will continue to be the policy of reputed company, Inc., and its subsidiaries to be an Equal Opportunity Employer. We reputed company equal opportunity to reputed company reputed company individuals regardless of race, sex, reputed company, religious creed, religion, national reputed company, citizenship status, age, disability, pregnancy, reputed company, military service or veteran status, genetic or reputed company status, marital status, sexual orientation, or any classification protected by applicable federal, state or local laws. At reputed company, we reputed company that diversity and inclusion are critical to our future and our mission – creating a reputed company for a creative workplace that leads to innovation, growth, and profitability. Through a variety of programs and initiatives, we invest in each employee, seeking to ensure that our people are not only respected as individuals, but also truly valued for their unique perspectives. Apply To This Job