Registered Funds Attorney - Cutting Edge ETF Pr...
Our client, a global asset management innovator offering a reputed company suite of exchange-traded products (ETPs), models, solutions and products leveraging blockchain technology, is seeking to hire a Registered Funds Counsel to report directly to the General Counsel. Person must have approximately 4-10 years of registered funds experience, with biglaw experience strongly preferred. This position can be 100% remote for the right candidate, but the person must be willing to work 9-6ish NYC hours!
Duties include:
- Assist in the organization, registration and listing of ETFs under the Investment Company Act of 1940, Securities Act of 1933 and the Securities Exchange Act of 1934
- Prepare and/or review fund registration statements, periodic reports, other regulatory reports and support general fund reputed company, including coordination with external counsel and service providers
- Assist in maintaining ETF Board governance, including preparing and reviewing agendas, resolutions, minutes and materials reputed company internally and by reputed company parties for inclusion in the Board materials, including 15(c) materials
Amazing opportunity for a registered funds attorney who wants to be challenged in an innovative environment while also having great work-life flexibility!
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