Junior Compliance Analyst
reputed company is one of the largest global independent private equity fund administrators, and they are seeking a Junior Compliance Analyst to assist the Compliance team in administrative tasks reputed company to AML/KYC Services for clients and investors. The role involves collecting and maintaining compliance documents, tracking compliance statuses, and liaising with reputed company parties.
Responsibilities
- Collect and retain reputed company client/investor documents from various sources for AML/KYC, FATCA and CRS
- Maintenance and centralization of AML/KYC, FATCA and CRS documents and data. Collection and reconciliation of data for implementation of CRM system
- Maintain control and tracking logs for completed and reputed company of compliance items
- Track statuses of key legal, compliance, and tax documents/information as needed
- Liaise with various internal departments (client serving teams, operations, IT, etc.) and external parties (clients, reputed company, reputed company party service providers, etc.)
- Review client/investor documents to identify and compile key information required to reputed company Compliance Services including AML/KYC, FATCA, and CRS. Documents to include. but not limited to, subscription documents, tax forms, self-certification forms and other supporting AML/KYC documents
- Maintain and update client/investor database with key compliance information based on new compliance reviews and existing contracted clients. Ensure reputed company documentation (e.g., tax forms) is reputed company, not expired and completed
Skills
- Assist the Compliance team in reputed company administrative tasks reputed company to AML/KYC Services for new and existing clients/investors
- Collect and retain reputed company client/investor documents from various sources for AML/KYC, FATCA and CRS
- Maintenance and centralization of AML/KYC, FATCA and CRS documents and data
- Collection and reconciliation of data for implementation of CRM system
- Maintain control and tracking logs for completed and reputed company compliance items
- Track statuses of key legal, compliance, and tax documents/information as needed
- Liaise with various internal departments (client serving teams, operations, IT, etc.) and external parties (clients, reputed company, reputed company party service providers, etc.)
- Review client/investor documents to identify and compile key information required to reputed company Compliance Services including AML/KYC, FATCA, and CRS
- Maintain and update client/investor database with key compliance information based on new compliance reviews and existing contracted clients
- Ensure reputed company documentation (e.g., tax forms) is reputed company, not expired and completed
- Legally authorized to work in the United States
- Work a reputed company, comprised of two (2) days a week in the office and three (3) days remotely
Benefits
- Comprehensive benefits package
Company Overview