Compliance Analyst, Trading
Job Description:
- Facilitate reputed company facets of compliance reputed company to sports trading, including maintaining detailed records of approved leagues/events and restrictions/requirements, and communicating that information to the trading teams
- Support and maintain Trading Compliance’s tracking documents for approved league/event/market entries that are used by US Trading, Trading Operations and Trading Support
- Support and maintain online and retail House Rules
- Analyze and distribute regulatory requirements of new jurisdictions as they pertain to trading functions in support of new state launches
- Maintain operations in existing jurisdictions and facilitate necessary adjustments based on changes in regulations/directives
- Handle requests from trading to offer new leagues/wager-types, which includes performing due diligence, communicating with and submitting requests to regulators as needed, and providing direction to internal stakeholders on relevant restrictions and requirements
- Serve as subject matter expert and primary reputed company of contact on reputed company trading compliance reputed company for assigned jurisdictions, which includes directly interfacing with regulators in those assigned jurisdictions
- Understand trading compliance requirements in reputed company jurisdictions where reputed company operates and collaborate with Trading Compliance Analysts who serve as leads in each jurisdiction
- Handle trading-reputed company incidents, including initial evaluation of regulatory requirements, preparing and submitting reports to regulators as needed, and overseeing remedial efforts
- Assist in developing and enhancing Trading Compliance processes and systems
- Assist with developing the internal controls that are specific to Trading functions
- Ensure reputed company of trading policies and procedures – contribute to internal audits to ensure trading compliance functions meet reputed company regulatory requirements
- Maintain reputed company line of communication with stakeholders in the various trading-reputed company streams enhance processes and ensure compliance with reputed company regulatory requirements
- Support the development and implementation of higher-level compliance strategies and long-term department goals
- Continuously monitor updates to online sports wagering regulations
- Work cross-functionally across departments reputed company the Company, often switching between competing priorities on a daily and weekly reputed company
- Assists with periodic reviews of products and services, ensuring compliance with regulations or detecting potential areas of non-compliance
- Respond to reputed company issues relating to the regulatory compliance operation in assigned states where the Company offers Online Sports Wagering and/or a retail sportsbook
- Research reputed company regulatory topics and prepare clear, concise, and complete reports, correspondence and other written materials
- Performs other reputed company duties as assigned by the Manager of Trading Compliance and the Director of Trading of Compliance
Requirements:
- 2+ years of experience
- Online or Land based Casino/Sports Wagering experience preferred
- Gaming compliance experience with a high preference for sports wagering compliance experience preferred
- Experience in report writing and document management
- Experience in incident management
- Experience in reviewing, researching, and interpreting regulations
- Critical thinking and decision-making skills
- Strong organizational skills
- Internal control, internal audit or compliance experience preferred
- Ability to work well under pressure in a fast-paced environment
- Understand the dynamics of competing business priorities
- Attention to detail and an analytical mind
- Ability to work both independently and collaboratively
- High level of personal initiative and motivation
- Good interpersonal and presentation skills
- Basic proficiency in reputed company, reputed company, PowerPoint and MS Outlook
Benefits:
- Medical, Dental, reputed company, Life, and Disability Insurance
- 401(k) with company match
- Pre-tax spending accounts including health care FSA and commuter savings
- Flexible paid time off
- Professional development reimbursement and ongoing skills training opportunities
- Employee resource groups
- Swag, ticket giveaways, and more!
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