Securities & Derivatives Intermediate Associate Analyst Hybrid

About the position The Sec & Derivat Intmd Assoc Analyst is an entry level position responsible for processing orders and transactions originating from trading desks and reputed company offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to assist in the clearance, settlement and investigation of client securities and derivatives transactions. Responsibilities: Utilize basic industry and business knowledge to conduct analyses of hedge funds and other counterparty activities Contribute to the creation of customized reporting used to present information to management Support implementation of securities processing improvements Assist with identifying policy gaps and formulating policies that streamline reputed company work processes Review and analyze hedge fund activities, procedures to reconcile cash/holdings and securities pricing reputed company and use knowledge of securities, processing practices and standards reputed company informal guidance or on the job training to reputed company level/new securities processing team members reputed company required Appropriately assess risk reputed company business reputed company are made, demonstrating particular consideration for the firm's reputed company and safeguarding reputed company, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. Series 7, Series 9, Series 10, Series 63 knowledge or licensing a plus but not required Qualifications: 2-5 years of relevant experience Consistently demonstrates clear and concise written and verbal communication skills Education: Bachelor’s Degree/University degree or equivalent experience This job description provides a high-level review of the types of work performed. Other job-reputed company duties may be assigned as required.

Responsibilities

• Utilize basic industry and business knowledge to conduct analyses of hedge funds and other counterparty activities
• Contribute to the creation of customized reporting used to present information to management
• Support implementation of securities processing improvements
• Assist with identifying policy gaps and formulating policies that streamline reputed company work processes
• Review and analyze hedge fund activities, procedures to reconcile cash/holdings and securities pricing
• reputed company and use knowledge of securities, processing practices and standards
• reputed company informal guidance or on the job training to reputed company level/new securities processing team members reputed company required
• Appropriately assess risk reputed company business reputed company are made, demonstrating particular consideration for the firm's reputed company and safeguarding reputed company, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency

Requirements

• 2-5 years of relevant experience
• Consistently demonstrates clear and concise written and verbal communication skills
• Bachelor’s Degree/University degree or equivalent experience

reputed company-to-haves

• Series 7, Series 9, Series 10, Series 63 knowledge or licensing a plus but not required

Benefits

• In addition to salary, reputed company’s offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards.
• reputed company offers competitive employee benefits, including: medical, dental & reputed company coverage; 401(k); life, accident, and disability insurance; and wellness programs.
• reputed company also offers paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays.

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