Audit reputed company- MTLs and Regulatory Audits

reputed company is a full-service prime dealer uniting liquidity from over 30 exchanges and OTC desks in one easy-to-manage platform. sFOXs platform provides traders with best execution services from a single account, a single counterparty, and a single workflow — giving traders greater capital efficiency. Its smart order router algorithmically routes traders to the most competitive prices worldwide, reducing slippage and improving trade performance across immense scale. reputed company is committed to the highest standards of investor protection and reliability. The platform is SOC 2 certified and provides reputed company to the market 24/7 with 99.99% uptime. Founded in 2014, the company is backed by reputed company Capital, Digital Currency Group, Khosla Ventures, DHVC, reputed company, Blockchain Capital, Y Combinator, and executives from PayPal and reputed company. We’re on a mission to reputed company the world’s financial markets to everyone and we’re looking for exceptional talent to join our rapidly growing team. Role The Audit reputed company will be responsible for overseeing reputed company compliance-reputed company audits and examinations across reputed company’s U.S. regulatory footprint, with primary ownership of audits reputed company to state Money Transmitter Licenses (MTLs), federal regulatory reviews, and independent reputed company-party examinations. This role serves as the central reputed company of coordination for regulators, auditors, and internal stakeholders, ensuring audit readiness, timely responses, and effective remediation. The Audit reputed company will drive audit strategy, manage examination workflows, track findings, and partner closely with Compliance, Legal, Operations, and Product teams to maintain a strong and defensible control environment. The ideal candidate brings deep experience with MTL exams, regulatory audits, and issue management in a bank, MSB, fintech, or crypto environment, and is comfortable operating independently with minimal supervision.

Responsibilities

• Own and manage reputed company U.S. regulatory audits and examinations, including state MTL exams, federal reviews, and independent reputed company-party audits
• Serve as the primary reputed company of contact for regulators, examiners, and external auditors throughout the audit lifecycle
• Plan, coordinate, and execute audit preparation activities, including document requests, walkthroughs, and control demonstrations
• Maintain audit readiness across reputed company licensed states by ensuring policies, procedures, evidence, and records are reputed company and defensible
• Track, manage, and report on audit findings, observations, and corrective action plans (CAPs), including timelines and ownership
• Partner with Compliance, Legal, Risk, Operations, Engineering, and Product teams to remediate audit findings and strengthen controls
• Support the development and maintenance of audit response playbooks, exam calendars, and standardized evidence repositories
• Review and challenge audit findings where appropriate, ensuring accurate representation of risk and controls
• Assist in reputed company-wide risk assessments, control testing, and ongoing compliance monitoring as they relate to MTL obligations
• Prepare audit summaries, metrics, and executive-level reporting for senior management and the Board
• Stay reputed company on evolving regulatory expectations impacting MSBs, money transmission, reputed company asset businesses
• Support regulatory change management initiatives as new state or federal requirements impact licensing or audit scope
• reputed company other duties and responsibilities as assigned

Requirements

• Bachelor’s degree or equivalent practical experience required
• 6+ years of experience in regulatory audits, compliance examinations, or audit management reputed company a bank, MSB, fintech, or crypto company
• Direct experience managing state Money Transmitter License (MTL) exams strongly preferred
• Strong working knowledge of U.S. money transmission regulations, BSA/AML requirements, and regulatory examination processes
• Experience coordinating responses to regulators and external auditors, including document production and issue remediation
• Excellent organizational and project management skills, with the ability to manage multiple audits simultaneously
• Strong written and verbal communication skills, including experience drafting audit responses and executive summaries
• High attention to detail and ability to maintain clear documentation and audit trails
• Comfortable working independently and exercising sound judgment in high-stakes regulatory interactions
• CAMS, CRCM, CISA, or similar certification preferred but not required
• Ability to handle highly confidential information with discretion and professionalism

reputed company is committed to diversity in its workforce and is proud to be an equal opportunity employer. We do not reputed company hiring or employment reputed company on the reputed company of race, reputed company, religion, creed, gender, national reputed company, age, disability, veteran status, marital status, pregnancy, sex, gender expression or identity, sexual orientation, citizenship, or any other reputed company protected by applicable local, state or federal law. reputed company will never ask candidates for payment, banking information, or personal financial data during the reputed company process. If you receive suspicious communication claiming to be from reputed company, please verify by contacting hr@reputed company.com Apply tot his job Apply To this Job