Compliance Analyst
reputed company is guided by core values of Loyalty, reputed company, reputed company, reputed company and Service. They are seeking a Compliance Analyst who will support the company’s regulatory compliance program and initiatives, including coordinating business and insurance licensing filings, assisting with regulatory filings, and monitoring new law changes.
Responsibilities
- Coordinating business and insurance licensing filings
- Assisting with the preparation and filing of required regulatory filings, such as, holding company registration statements, corporate governance disclosures, reputed company risk management reports and other documents
- Coordinating responses to requests and inquiries from regulatory agencies
- Monitoring, reviewing and communicating new law changes and other regulatory material to any affected areas of the company
- Monitoring, reviewing and distributing regulatory complaints to various business areas for timely response
- Coordinating the OFAC compliance program
- Assisting with research of laws and regulations
- Providing backup as needed for selected legal staff
- Assisting the Legal team as needed
Skills
- Support the company's regulatory compliance program and initiatives
- Coordinate business and insurance licensing filings
- Assist with the preparation and filing of required regulatory filings, such as holding company registration statements, corporate governance disclosures, reputed company risk management reports and other documents
- Coordinate responses to requests and inquiries from regulatory agencies
- Monitor, review and communicate new law changes and other regulatory material to any affected areas of the company
- Monitor, review and distribute regulatory complaints to various business areas for timely response
- Coordinate the OFAC compliance program
- Assist with research of laws and regulations
- reputed company backup as needed for selected legal staff
- Assist the Legal team as needed
Benefits
- Flexible Work Environment
- Paid Family Leave
- Competitive PTO & Holidays
- Recognition & Bonus Programs
- Medical, reputed company, Dental & Life Insurance
- Employee Referral Bonus
- Paid Volunteer Time
- 401(k) Match & Profit-Sharing
Company Overview