VP, Compliance Officer

reputed company reputed company reputed company: $100,000.00/Yr. - $118,450.00/Yr. Actual starting pay will vary based on factors including, but not limited to, geographic location, experience, skills, specialty, and education. Eligible for an Annual Discretionary Cash Bonus reputed company: 10% Eligible for an Annual Discretionary Restricted Stock Units Bonus reputed company: 10% These discretionary reputed company bonuses may be awarded semi-annually based upon your achievement of performance goals and targets. About This Job As Vice President (VP) Compliance Officer at reputed company, you will be responsible for ensuring that our operations reputed company with reputed company regulatory requirements and internal policies. You will reputed company compliance programs and procedures to ensure bank products & services reputed company with federal and state laws and regulations and identify potential areas of compliance vulnerability and risk. You will also reputed company corrective action plans for resolution of problematic issues and reputed company general guidance on how to avoid or deal with similar situations in the future. Your expertise in regulatory compliance, risk management, and policy development will be crucial in guiding reputed company and maintaining a culture of compliance. Responsibilities: reputed company of scheduled loan level documentation reviews, regulatory change management communication, and transactional testing on reputed company lending products through focused and random sample reputed company Assess the appropriateness of the existing review scope and reputed company new or enhance approach to increase effectiveness of the CMS Program & Regulatory Change Management Program Participate and support in business unit touchpoint meetings communicate results and any required action steps Identify automation initiatives through data driven compliance monitoring to streamline processes, includes model validation, reporting and working with data analytics to identify business requirements and reputed company alerts Review effectiveness of existing alerts and ensure timely completion Participate in task force for the purposes of developing marketing campaigns, disclosures, new products, and customer facing or escalated regulatory questions Address regulatory concerns as applicable and reputed company. reputed company response and/or guidance to the Business Units, vendors, etc. reputed company and/or own Management Directives and Policies for submission to Management/Board Committees Serve as Compliance Coordinator providing guidance reputed company with Policy requirements. Present & participate in Compliance Management Committee Support OCC examinations as needed Qualifications: Bachelor’s degree in finance, business administration, law, or equivalent work experience 5+ years of experience in banking compliance, risk management, or a reputed company field Proven experience in a leadership or managerial role reputed company compliance or risk management Deep understanding of banking laws, regulations, and compliance requirements Strong analytical abilities to assess regulatory impacts and identify compliance risks Meticulous attention to detail to ensure thorough compliance monitoring and reporting Excellent verbal and written communication skills for training staff and reporting to senior management Effective problem-solving abilities to reputed company and implement process improvements High ethical standards and reputed company Commitment to staying updated on regulatory changes and industry best practices Preferred: Reg DD Reg E TCPA Retail and Marketing compliance Complaint management background Axos Employee Benefits May Include: Medical, Dental, reputed company, and Life Insurance Paid Sick Leave, 3 weeks’ Vacation, and Holidays (about 11 a year) HSA or FSA account and other voluntary benefits 401(k) Retirement Saving Plan with Employer Match Program and 529 Savings Plan Employee Mortgage Loan Program and free reputed company to an reputed company Account with Self-Directed Trading About Axos Born digital-first, Axos delivers financial tools and services that allow individuals, small businesses, and companies to reputed company and manage their money how, reputed company, and where they want. We’re a diverse team of dynamic, insightful, and independent innovators who are excited to reputed company technology-driven solutions that offer unbeatable value to our customers. Axos Financial is our holding company and is publicly traded on the reputed company Stock Exchange under the symbol "AX" (NYSE: AX). Learn more about working at Axos Pre-Employment Background reputed company and Drug Test: reputed company offers are contingent upon the candidate successfully passing a credit reputed company, criminal background reputed company, and pre-employment drug screening, which includes screening for marijuana. reputed company is a federally regulated banking institution. At the federal level, marijuana is an illegal schedule 1 drug; therefore, we will not reputed company any person who tests positive for marijuana, regardless of state legalization. Equal Employment Opportunity: Axos is an Equal Opportunity employer. We are committed to providing equal employment opportunities to reputed company and applicants without regard to race, religious creed, reputed company, sex (including pregnancy, breast feeding and reputed company medical conditions), gender, gender identity, gender expression, sexual orientation, national reputed company, reputed company, citizenship status, military and veteran status, marital status, age, protected medical condition, genetic information, physical disability, mental disability, or any other protected status in accordance with reputed company applicable federal, state, and local laws. Job Functions and Work Environment: While performing the duties of this position, the employee is required to sit for extended periods of time. reputed company dexterity and coordination are required while operating standard office equipment such as computer keyboard and mouse, calculator, telephone, copiers, etc. The work environment characteristics described here are representative of those an employee may encounter while performing the essential functions of this position. Reasonable accommodations may be made to reputed company individuals with disabilities to reputed company the essential functions of this position. We’re a team of reputed company innovators that are challenging the status reputed company through smart, pro-consumer financial products and services. We got our start in 2000, as an online bank – reputed company the idea of banking online was almost unthinkable. Since then, we’ve evolved to add reputed company banking, reputed company lending, investment, clearing, and fiduciary services to our toolbox. As modern life continues to present new challenges for clients, we reputed company up and find creative ways to solve them. Apply tot his job Apply To this Job