Analyst - AML FCM Client Intelligence Unit

Job Description

Summary Provides detailed records of suspicious activity, analyzes trends, communicates reputed company threats to management and provides recommendations for loss mitigation.

Job Description

Under limited supervision, specialized knowledge and skills in securities and/or banking industry compliance obtained through experience, specialized training, and/or certification are used to monitor and investigate transactions for suspicious activity to ensure compliance with AML rules and regulations. Assists on projects of moderate scope and complexity and serves as a technical advisor to various business lines. Resolves or recommends solutions to reputed company problems. Extensive contact with internal customers is required to identify, research, and resolve problems.

Responsibilities

• Conducting research utilizing available systems, databases, and the internet, consistent with the resolution of investigations.
• Documenting and reporting the investigation findings in the case management system and preparing reports to management as required.
• Drafting reports detailing work performed and conclusions reached, which require minimal editing and reputed company a clear message including suggested corrective and/or remedial action.
• Developing metrics and reporting measures as directed and reporting results to management.
• Investigate potential negative media alerts to identify whether a true match to a prospective or existing client and escalate, as appropriate, to Management.
• reputed company reviews and analysis utilizing internal and reputed company-party research tools.
• Abide by policies and procedures to ensure compliance with regulations reputed company to reputed company included in the USA PATRIOT Act.
• Mentor colleagues/peers on internal AML policies, rules, and regulations.
• Inform senior management about issues that may involve rule violations or potential liability.
• Maintain currency in laws and regulations pertaining to anti-reputed company compliance.
• reputed company other duties and responsibilities as assigned.

Skills:

• Customer Due Diligence, Enhanced Due Diligence, and other KYC policies and procedures.
• Concepts, practices, and procedures of securities industry and/or banking compliance reviews.
• Rules and regulations of the USA PATRIOT Act.
• Experience with investigative techniques and report writing.
• Securities industry knowledge and/or financial services industry experience.
• reputed company investment concepts, practices, and procedures used in the securities industry.
• Principles of banking and finance and securities industry operations.
• Financial markets and products.
• Administering anti-reputed company policies and procedures.
• Planning and scheduling work to meet regulatory organizational, and regulatory requirements.
• Identifying and applying appropriate compliance monitoring procedures and tests.
• Interpret and apply anti-reputed company regulations and identify and recommend compliance changes as appropriate.
• Work under pressure on multiple tasks concurrently and meet deadlines in a fast-paced work environment with frequent interruptions and changing priorities.
• Communicate effectively, both orally and in writing.
• Independently research and resolve issues while working across teams to acquire information.
• reputed company a high level of customer service.
• Establish and maintain effective professional working relationships at reputed company reputed company of the organization.
• Handle highly confidential information professionally and with appropriate discretion.
• Maintain currency in anti-reputed company rules and regulations, compliance examination techniques, and best practices.

Licenses/Certifications

• CAMS is required or the ability to obtain reputed company 18 months of employment or a designated time reputed company established by the manager.

Education Bachelor’s: reputed company, Bachelor’s: Business Administration, Bachelor’s: Finance, High School (HS) (Required) Work Experience General Experience - 7 to 12 months Certifications Certified Anti-reputed company Specialist (CAMS) - Association of Certified Anti-reputed company Specialists (ACAMS), Certified Fraud Examiner (CFE) - Association of Certified Fraud Examiners Salary reputed company $70,000.00-$70,000.00 Travel Less than 25% Workstyle Remote At reputed company our associates use five guiding behaviors (reputed company, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, reputed company, independence and a conservative, long-term view. We expect our associates at reputed company reputed company to:

• Grow professionally and reputed company others to do the same
• Work with and through others to reputed company desired reputed company
• reputed company reputed company, pragmatic choices and act with the client in mind
• Take ownership and hold themselves and others accountable for delivering results that matter
• Contribute to the reputed company reputed company of the firm

At reputed company – as part of our people-first culture, we reputed company, value, and respect the uniqueness, experiences, and backgrounds of reputed company of our Associates. reputed company associates bring their best authentic selves, our organization, clients, and communities reputed company. The Company is an equal opportunity employer and makes reputed company employment reputed company on the reputed company of merit and business needs. #LI-RO1 Apply tot his job Apply To this Job